BROKERTEC EUROPE LIMITED

• Principal Place of Business

  London Fruit & Wool Exchange

  1 Duval Square

  London

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

  Web

  https://www.cmegroup.com

• Complaints Contact

  C M E Group

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julien Gandia

  IRN JXG00323

  • [FCA CF] Client dealing (12 Sep 2022 to 30 Dec 2022)
• Justin Mark Dighton

  IRN JMD01100

  • CF26 Customer Trading (1 Dec 2001 to 1 Mar 2002)
• KRISTIN ELISABETH KJOLSETH

  IRN KEK01018

  • CF30 Customer (15 Apr 2016 to 12 Jan 2018)
• Kartik Krishnamoorthy

  IRN KXK00327

  • [FCA CF] Client dealing (20 Mar 2023 to 30 Mar 2026)
• Kate Alice Peggy Karimson

  IRN KAH01108

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jan 2023)
  • CF30 Customer (22 Jan 2015 to 9 Nov 2016)
• Kate Pacheco

  IRN KXG01245

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2023)
• Lakisha Price

  IRN LXP00433

  • [FCA CF] Client dealing (4 Apr 2025 to 31 Mar 2026)
• Lance Fisher

  IRN LXF01081

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Jul 2004)
• Lorenzo Ruffatti

  IRN LXR01052

  • CF30 Customer (2 Jul 2014 to 4 Dec 2019)
• Louis Joseph Christofi

  IRN LXC00481

  • [FCA CF] Client dealing (31 Mar 2023 to 30 Mar 2026)

• EBS Dealing Resources International Limited (no longer appointed)

  FRN 793386 · Appointed 27 Nov 2017 · Until 20 Dec 2021 · Tied agent

No changes recorded yet.