Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jan 2023)
    • CF30 Customer (22 Jan 2015 to 9 Nov 2016)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (11 Sep 2014 to 10 Mar 2018)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (26 Oct 2010 to 10 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.