BROKERTEC EUROPE LIMITED

• Principal Place of Business

  London Fruit & Wool Exchange

  1 Duval Square

  London

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

  Web

  https://www.cmegroup.com

• Complaints Contact

  C M E Group

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lucy Mayhew

  IRN LXM01553

  • CF1 Director (28 Jun 2010 to 5 Sep 2013)
• Luke Harry Negal

  IRN LHN00006

  • [FCA CF] Significant management (since 31 Mar 2026)
  • [FCA CF] Client dealing (5 Dec 2022 to 30 Mar 2026)
• MATTHEW FRANKFURT

  IRN MXF00514

  • [FCA CF] Client dealing (8 Feb 2024 to 30 Mar 2026)
• Maite Canalda

  IRN MXC01950

  • CF30 Customer (27 Jul 2015 to 8 Dec 2019)
• Mark Bucaj

  IRN MXB00932

  • [FCA CF] Manager of certification employee (29 Jun 2022 to 24 Jan 2024)
• Mark Keith Swan

  IRN MKS01017

  • CF21 Investment Adviser (11 Mar 2003 to 13 Mar 2003)
• Mark Nicholls

  IRN MXN01335

  • CF30 Customer (23 Jan 2008 to 16 May 2012)
• Mark Stuart Portlock

  IRN MSP01042

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
• Matthew Dexter

  IRN MXD01240

  • [FCA CF] Client dealing (since 20 Sep 2021)
  • [FCA CF] Manager of certification employee (1 Dec 2022 to 30 Mar 2026)
• Matthew Gierke

  IRN MXG00304

  • [FCA CF] Client dealing (12 Sep 2022 to 30 Mar 2026)
  • [FCA CF] Manager of certification employee (12 Sep 2022 to 30 Mar 2026)

• EBS Dealing Resources International Limited (no longer appointed)

  FRN 793386 · Appointed 27 Nov 2017 · Until 20 Dec 2021 · Tied agent

No changes recorded yet.