Matthew Dexter

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BROKERTEC EUROPE LIMITED
FRN 161197
- [FCA CF] Client dealing (since 20 Sep 2021)
- [FCA CF] Manager of certification employee (1 Dec 2022 to 30 Mar 2026)
Tradition (UK) Limited (no longer approved here)
FRN 139200
- [FCA CF] Client dealing (15 Jan 2021 to 30 Jun 2021)
- CF30 Customer (17 May 2018 to 8 Dec 2019)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (1 Nov 2007 to 31 Aug 2017)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.