BROKERTEC EUROPE LIMITED

• Principal Place of Business

  London Fruit & Wool Exchange

  1 Duval Square

  London

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

  Web

  https://www.cmegroup.com

• Complaints Contact

  C M E Group

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Toffolo

  IRN MXT02196

  • CF30 Customer (18 Nov 2015 to 6 Dec 2019)
• Michal Bussi

  IRN MXB04069

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Sep 2023)
• Michel Remy Everaert

  IRN MRE01024

  • SMF3 Executive Director (1 Dec 2022 to 3 Apr 2024)
• Michelle Chu

  IRN MXC57142

  • [FCA CF] Client dealing (30 Sep 2020 to 28 Nov 2021)
• NICHOLAS JAMES DARGAN

  IRN NJD01143

  • CF1 Director (22 Apr 2013 to 5 Sep 2013)
• Navtej Singh Tumber

  IRN NST01030

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2026)
  • CF30 Customer (18 Nov 2015 to 8 Dec 2019)
• Neil David Plumpton

  IRN NDP01029

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF21 Investment Adviser (10 Jan 2002 to 31 Oct 2007)
• Nicholas Gant

  IRN NTG01002

  • [FCA CF] Client dealing (21 Mar 2022 to 2 Mar 2025)
• Nigel Manthorp

  IRN NXM00213

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2023)
• Nigel Scott Lewis

  IRN NXL00126

  • [FCA CF] Client dealing (since 5 Sep 2022)
  • [FCA CF] Manager of certification employee (7 Dec 2022 to 30 Mar 2026)

• EBS Dealing Resources International Limited (no longer appointed)

  FRN 793386 · Appointed 27 Nov 2017 · Until 20 Dec 2021 · Tied agent

No changes recorded yet.