Neil David Plumpton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (12 Apr 2013 to 30 Jan 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (10 Jan 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.