BROKERTEC EUROPE LIMITED

• Principal Place of Business

  London Fruit & Wool Exchange

  1 Duval Square

  London

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

  Web

  https://www.cmegroup.com

• Complaints Contact

  C M E Group

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nirup Ramalingam

  IRN NXR00121

  • [FCA CF] Client dealing (12 Sep 2022 to 12 May 2023)
• Olga Frediani

  IRN OXF00013

  • [FCA CF] Client dealing (12 Sep 2022 to 30 Nov 2025)
• Oliver Rowland Favell

  IRN ORF01002

  • [FCA CF] Manager of certification employee (12 Oct 2022 to 6 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2023)
• Omid Haeri-Zadeh

  IRN OXZ01006

  • CF30 Customer (3 Dec 2015 to 17 May 2016)
• Pamela Margaret Donnison

  IRN PMB01082

  • CF10 Compliance Oversight (2 Aug 2004 to 27 Oct 2006)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Oct 2006)
• Patrick Anthony Hugh Turnbull

  IRN PAT01085

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF21 Investment Adviser (10 Jan 2002 to 31 Oct 2007)
• Paul Christopher McMenemy

  IRN PCM01047

  • CF1 Director (1 Dec 2001 to 31 Mar 2006)
• Paul Francis Houston

  IRN PFH01047

  • SMF3 Executive Director (since 30 Jan 2024)
• Paul John Barker

  IRN PJB01262

  • CF30 Customer (23 Jan 2008 to 1 Jun 2009)
• Paul Newman

  IRN PXN01065

  • CF1 Director (25 Jan 2008 to 30 Jul 2010)

• EBS Dealing Resources International Limited (no longer appointed)

  FRN 793386 · Appointed 27 Nov 2017 · Until 20 Dec 2021 · Tied agent

No changes recorded yet.