BROKERTEC EUROPE LIMITED

• Principal Place of Business

  London Fruit & Wool Exchange

  1 Duval Square

  London

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

  Web

  https://www.cmegroup.com

• Complaints Contact

  C M E Group

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Windibank

  IRN PXW00220

  • [FCA CF] Client dealing (12 Sep 2022 to 30 Nov 2025)
• Peter David O'Gorman

  IRN PDO01026

  • CF21 Investment Adviser (19 Jul 2005 to 31 Aug 2005)
  • CF26 Customer Trading (11 Feb 2002 to 19 Jul 2005)
• Peter Gerard Walsh

  IRN PGW01062

  • CF1 Director (1 Dec 2001 to 31 Dec 2001)
• Peter James Phelps

  IRN PXP00147

  • [FCA CF] Manager of certification employee (27 Dec 2021 to 30 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2023)
• Peter John O'Toole

  IRN PJO01068

  • CF1 Director (16 Aug 2006 to 31 Dec 2007)
• Peter Zixun Xu

  IRN PXX00001

  • [FCA CF] Client dealing (1 Apr 2023 to 30 Mar 2026)
• Philip Edward Hermon

  IRN PEH01078

  • [FCA CF] Significant management (since 31 Mar 2026)
  • [FCA CF] Client dealing (27 Nov 2023 to 30 Mar 2026)
  • [FCA CF] Manager of certification employee (27 Nov 2023 to 30 Mar 2026)
• Philip Ian Mounfield

  IRN PIM01013

  • CF30 Customer (29 Aug 2013 to 8 Dec 2019)
• Philippa-Louise Jay

  IRN PXJ00177

  • [FCA CF] Client dealing (27 Dec 2021 to 30 Mar 2026)
• Rahul Gupta

  IRN RXG01489

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Nov 2022)

• EBS Dealing Resources International Limited (no longer appointed)

  FRN 793386 · Appointed 27 Nov 2017 · Until 20 Dec 2021 · Tied agent

No changes recorded yet.