Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (19 Apr 2016 to 1 Jul 2016)
  • Arkview Advisors Ltd (no longer approved here)

    FRN 683314

    • Employed By (19 Apr 2016 to 1 Jul 2016)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF30 Customer (1 Nov 2007 to 29 Feb 2012)
    • CF21 Investment Adviser (6 Oct 2005 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 29 Feb 2012)
    • CF21 Investment Adviser (31 Aug 2005 to 31 Oct 2007)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (19 Jul 2005 to 31 Aug 2005)
    • CF26 Customer Trading (13 Nov 2002 to 19 Jul 2005)
  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • CF21 Investment Adviser (19 Jul 2005 to 31 Aug 2005)
    • CF26 Customer Trading (11 Feb 2002 to 19 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.