BRITANNIA GLOBAL MARKETS LIMITED

• Principal Place of Business

  Britannia Global Markets Ltd

  52 Lime Street

  London

  City Of London

  EC3M 7AF

  UNITED KINGDOM

  Phone

  +442030939005

  Web

  https://www.britannia.com/gm

• Complaints Contact

  Britannia Global Markets Ltd

  52 Lime Street

  Level 29

  London

  City Of London

  EC3M 7AF

  UNITED KINGDOM

  Phone

  +442039317916

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Glover

  IRN RXG01676

  • [FCA CF] Material risk taker (17 May 2024 to 23 Feb 2026)
• Roland Stewart Hogg

  IRN RSH01053

  • CF30 Customer (15 May 2017 to 7 Sep 2017)
• Samuel James Gunter

  IRN SJG01323

  • [FCA CF] Manager of certification employee (since 21 Jan 2025)
  • [FCA CF] Material risk taker (since 15 Mar 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Aug 2015 to 8 Dec 2019)
• Sebastian Paul William Jones

  IRN SPJ01040

  • [FCA CF] Material risk taker (since 15 Mar 2024)
  • [FCA CF] Manager of certification employee (since 21 Dec 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF26 Customer Trading (1 Dec 2001 to 16 Dec 2005)
• Sergiy Skoryk

  IRN SAS01098

  • [FCA CF] Material risk taker (15 Mar 2024 to 2 Jun 2025)
  • [FCA CF] Manager of certification employee (21 Dec 2023 to 2 Jun 2025)
  • [FCA CF] Proprietary trader (21 Dec 2023 to 2 Jun 2025)
  • [FCA CF] Client dealing (19 Jul 2021 to 2 Jun 2025)
• Simon Black

  IRN SJB01528

  • [FCA CF] Material risk taker (19 Jul 2021 to 22 Mar 2024)
  • [FCA CF] Significant management (19 Jul 2021 to 22 Mar 2024)
  • [FCA CF] Functions requiring qualifications (19 Jul 2021 to 22 Mar 2024)
  • [FCA CF] Manager of certification employee (19 Jul 2021 to 22 Mar 2024)
• Simon Foster

  IRN SPF01029

  • [FCA CF] Material risk taker (15 Mar 2024 to 3 Feb 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2025)
  • CF30 Customer (13 Feb 2018 to 8 Dec 2019)
• Sofia Saracho de Oyarzabal

  IRN SXS09672

  • SMF3 Executive Director (9 Dec 2019 to 22 Jun 2023)
  • CF1 Director (20 Aug 2019 to 8 Dec 2019)
• Stefano Errico

  IRN SXE01219

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Jul 2025)
  • CF30 Customer (23 May 2012 to 8 Dec 2019)
• Stephen Mark Pettitt

  IRN SMP01077

  • SMF1 Chief Executive (since 22 Jul 2024)
  • SMF3 Executive Director (since 27 Feb 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF30 Customer (11 Aug 2015 to 8 Dec 2019)

• RVassets Limited (no longer appointed)

  FRN 632018 · Appointed 11 Sep 2014 · Until 12 Jul 2016

• Investment Research of Cambridge Ltd (no longer appointed)

  FRN 400871 · Appointed 13 May 2004 · Until 4 Jun 2018

No changes recorded yet.