Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BRITANNIA GLOBAL MARKETS LIMITED
FRN 114159
- [FCA CF] Material risk taker (since 15 Mar 2024)
- [FCA CF] Manager of certification employee (since 21 Dec 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 16 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.