Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BRITANNIA GLOBAL MARKETS LIMITED
FRN 114159
- SMF1 Chief Executive (since 22 Jul 2024)
- SMF3 Executive Director (since 27 Feb 2023)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (11 Aug 2015 to 8 Dec 2019)
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- CF29 Significant management (19 Aug 2011 to 28 Aug 2012)
- CF30 Customer (19 Aug 2011 to 28 Aug 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.