Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 10 Sep 2025)
    • [FCA CF] Client dealing (since 17 Feb 2025)
    • [FCA CF] Significant management (since 31 Jul 2024)
  • BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)

    FRN 114159

    • [FCA CF] Material risk taker (15 Mar 2024 to 3 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2025)
    • CF30 Customer (13 Feb 2018 to 8 Dec 2019)
  • Stratos Markets Limited (no longer approved here)

    FRN 217689

    • CF30 Customer (8 Jan 2013 to 12 Feb 2016)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF30 Customer (1 Nov 2007 to 26 Jan 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.