BRIAN MOLE INDEPENDENT FINANCIAL ADVISERS LTD.

• Principal Place of Business

  Independence House

  26-27 Bridge Street

  Burton-on-Trent

  Staffordshire

  DE14 1SY

  UNITED KINGDOM

  Phone

  +4401283512252

  Web

  https://www.fosterdenovo.com

• Complaints Contact

  Ruxley House

  2 Hamm Moor Lane

  Addlestone

  Surrey

  KT15 2SA

  UNITED KINGDOM

  Phone

  +4401932870720

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin William Pratt

  IRN KWP01012

  • CF30 Customer (1 Nov 2007 to 1 Oct 2010)
  • CF21 Investment Adviser (17 Nov 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 Jul 2004 to 18 Nov 2004)
• Leighton Charles Norton

  IRN LXN00096

  • [FCA CF] Functions requiring qualifications (12 Apr 2023 to 14 Mar 2025)
  • [FCA CF] Client dealing (12 Apr 2023 to 14 Mar 2025)
• Mark John Hill

  IRN MJH00217

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2025)
  • CF30 Customer (1 Nov 2007 to 30 Nov 2024)
  • CF21 Investment Adviser (21 Apr 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (19 Jan 2004 to 19 Apr 2004)
• Martin John Haw

  IRN MJH00192

  • CF30 Customer (6 Jan 2011 to 3 May 2011)
• Michael William Bennett

  IRN MXB19115

  • [FCA CF] Functions requiring qualifications (12 Sep 2023 to 21 Nov 2024)
  • [FCA CF] Client dealing (12 Sep 2023 to 21 Nov 2024)
• Nigel John West

  IRN NJW00010

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2025)
  • CF30 Customer (1 Nov 2007 to 30 Nov 2024)
  • CF21 Investment Adviser (4 Jul 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2004 to 4 Jul 2005)
• Nigel Russell Fern

  IRN NRF00008

  • SMF3 Executive Director (9 Dec 2019 to 8 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 14 Mar 2025)
  • CF1 Director (21 Aug 2009 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 30 Nov 2024)
  • CF21 Investment Adviser (14 Jun 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (13 Dec 2005 to 14 Jun 2006)
• Paul Anthony Dawson

  IRN PAD00066

  • CF21 Investment Adviser (18 Sep 2002 to 10 May 2005)
• Peter Edmond Coulson

  IRN PEC00011

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2025)
  • CF30 Customer (8 Nov 2007 to 30 Nov 2024)
• Philip Allan Edwards

  IRN PAE00022

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2025)
  • CF30 Customer (1 Nov 2007 to 30 Nov 2024)
  • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Dec 2004 to 27 Jun 2005)

• Rochesters Financial Advisers Limited (no longer appointed)

  FRN 670665 · Appointed 9 Feb 2015 · Until 14 Dec 2018

• Sibbalds Financial Services Ltd (no longer appointed)

  FRN 577866 · Appointed 20 Mar 2012 · Until 20 Aug 2024

• Ben Robinson Financial Advisers Limited (no longer appointed)

  FRN 574668 · Appointed 7 Feb 2012 · Until 18 Sep 2024

No changes recorded yet.