Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (2 Dec 2024 to 2 Sep 2025)
- [FCA CF] Client dealing (2 Dec 2024 to 2 Sep 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2025)
- CF30 Customer (1 Nov 2007 to 30 Nov 2024)
- CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Dec 2004 to 27 Jun 2005)
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- Employed By (10 Jan 2013 to 30 Nov 2024)
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- CF4 Partner (AR) (31 Oct 2004 to 30 Nov 2004)
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- Employed By (31 Oct 2004 to 30 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.