BRIAN MOLE INDEPENDENT FINANCIAL ADVISERS LTD.

Date authorised
1 April 2013
Companies House
02918076
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Independence House
    26-27 Bridge Street
    Burton-on-Trent
    Staffordshire
    DE14 1SY
    UNITED KINGDOM
    Phone
    +4401283512252
    Web
    https://www.fosterdenovo.com

  • Complaints Contact

    Ruxley House
    2 Hamm Moor Lane
    Addlestone
    Surrey
    KT15 2SA
    UNITED KINGDOM
    Phone
    +4401932870720

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Lethbridge Harris

    IRN PLH00006

    • CF1 Director (18 Sep 2002 to 1 May 2003)
    • CF10 Compliance Oversight (18 Sep 2002 to 31 Oct 2003)
    • CF11 Money Laundering Reporting (18 Sep 2002 to 1 May 2003)
    • CF21 Investment Adviser (18 Sep 2002 to 24 Dec 2004)
  • Robert Gregory Winn

    IRN RGW01065

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2025)
  • Roger David Probert

    IRN RDP01055

    • CF22 Investment Adviser (Trainee) (7 May 2004 to 30 Nov 2004)
  • Samuel James Lang

    IRN SJL00050

    • CF1 Director (22 May 2003 to 22 Mar 2005)
    • CF11 Money Laundering Reporting (22 May 2003 to 22 Mar 2005)
    • CF21 Investment Adviser (18 Sep 2002 to 22 Mar 2005)
  • Steven Crawshaw

    IRN SXC00038

    • CF22 Investment Adviser (Trainee) (28 Jun 2004 to 28 Jun 2004)
  • Terence Alan Briggs

    IRN TAB00020

    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF21 Investment Adviser (18 Sep 2002 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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