Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BRIAN MOLE INDEPENDENT FINANCIAL ADVISERS LTD. (no longer approved here)

    FRN 211978

    • CF1 Director (18 Sep 2002 to 1 May 2003)
    • CF10 Compliance Oversight (18 Sep 2002 to 31 Oct 2003)
    • CF11 Money Laundering Reporting (18 Sep 2002 to 1 May 2003)
    • CF21 Investment Adviser (18 Sep 2002 to 24 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.