Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 14 Oct 2024)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • Appointed representative dealing with clients for which they require qualification (6 Jan 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Jan 2006 to 13 Oct 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (11 May 2005 to 11 May 2005)
  • BRIAN MOLE INDEPENDENT FINANCIAL ADVISERS LTD. (no longer approved here)

    FRN 211978

    • CF22 Investment Adviser (Trainee) (28 Jun 2004 to 28 Jun 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (8 May 2002 to 20 Jan 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.