Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Great British Finance Limited (no longer approved here)

    FRN 431032

    • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
    • CF11 Money Laundering Reporting (19 May 2005 to 1 Dec 2008)
    • CF1 Director (19 May 2005 to 1 Dec 2008)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
  • BRIAN MOLE INDEPENDENT FINANCIAL ADVISERS LTD. (no longer approved here)

    FRN 211978

    • CF11 Money Laundering Reporting (22 May 2003 to 22 Mar 2005)
    • CF1 Director (22 May 2003 to 22 Mar 2005)
    • CF21 Investment Adviser (18 Sep 2002 to 22 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.