Nigel John West

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foster Denovo Limited

    FRN 462728

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2024)
    • [FCA CF] Client dealing (since 2 Dec 2024)
  • BRIAN MOLE INDEPENDENT FINANCIAL ADVISERS LTD. (no longer approved here)

    FRN 211978

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 30 Nov 2024)
    • CF21 Investment Adviser (4 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2004 to 4 Jul 2005)
  • Ben Robinson Financial Advisers Limited (no longer approved here)

    FRN 574668

    • Employed By (10 Jan 2013 to 30 Nov 2024)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (7 Jan 2004 to 12 Nov 2004)
    • CF22 Investment Adviser (Trainee) (29 Jul 2003 to 7 Jan 2004)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.