BNY XBK (UK) Limited

Date authorised
1 April 2013
Companies House
03588038
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Bank of New York Mellon Centre
    160 Queen Victoria Street
    London
    EC4V 4LA
    UNITED KINGDOM
    Phone
    +4402075701784
    Web
    https://www.bny.com

  • Complaints Contact

    The Bank Of New York Mellon, 160 Queen Victoria Street
    London
    City Of London
    EC4V 4LA
    UNITED KINGDOM
    Phone
    +4402071639039

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julia Cruickshank

    IRN JXC00303

    • [FCA CF] Material risk taker (7 Dec 2020 to 28 Sep 2021)
    • [FCA CF] Significant management (7 Dec 2020 to 28 Sep 2021)
  • Kevin Cameron Piccoli

    IRN KCP01015

    • CF15 Internal Audit (16 Jul 2002 to 16 Feb 2007)
  • Kurt Frans Sylvie Hunninck

    IRN KFH01019

    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF15 Internal Audit (11 Jul 2002 to 31 Oct 2007)
  • Linda McMahon

    IRN LXM02080

    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2024)
    • CF1 Director (10 Oct 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (10 Oct 2019 to 8 Dec 2019)
  • Lloyd Aubrey Dyett

    IRN LAD01023

    • CF30 Customer (1 Nov 2007 to 3 May 2010)
    • CF1 Director (24 May 2002 to 3 May 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mark Shaunessy Kerns

    IRN MSK01014

    • CF1 Director (1 Dec 2001 to 15 Mar 2004)
  • Martin Alan Roberts

    IRN MAR01293

    • CF10a CASS Oversight function (7 Aug 2012 to 2 Sep 2019)
    • CF1 Director (8 Dec 2011 to 2 Sep 2019)
  • Michael Francis McFadden

    IRN MFM01043

    • CF13 Finance (28 Jul 2003 to 27 Oct 2004)
  • Nicholas Charles Coleman

    IRN NCC01032

    • CF13 Finance (21 Dec 2001 to 13 Jun 2003)
  • Nicholas Stephen Parkes

    IRN NSP01023

    • CF1 Director (1 Dec 2001 to 6 Apr 2005)
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Recent activity

Updates to this firm's record on the FCA register.

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