Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • SMF5 Head of Internal Audit (7 Mar 2016 to 1 Jan 2026)
    • CF28 Systems and controls (1 Sep 2009 to 6 Mar 2016)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • SMF5 Head of Internal Audit (7 Mar 2016 to 1 Jan 2026)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF15 Internal Audit (11 Jul 2002 to 31 Oct 2007)
  • BNY XBK (UK) Limited (no longer approved here)

    FRN 188432

    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF15 Internal Audit (11 Jul 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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