Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • [FCA CF] Manager of certification employee (20 Nov 2020 to 5 Jan 2026)
    • [FCA CF] Significant management (10 Sep 2019 to 5 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (10 Sep 2019 to 5 Jan 2026)
  • BNY XBK (UK) Limited (no longer approved here)

    FRN 188432

    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2024)
    • CF1 Director (10 Oct 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (10 Oct 2019 to 8 Dec 2019)
  • State Street Trustees Limited (no longer approved here)

    FRN 186237

    • CF3 Chief Executive (21 Jun 2018 to 6 Feb 2019)
    • CF1 Director (21 Jun 2018 to 6 Feb 2019)
    • CF10a CASS Oversight function (21 Jun 2018 to 6 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

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