Nicholas Charles Coleman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Punjab National Bank (International) Limited (no longer approved here)
FRN 459701
- SMF11 Chair of the Audit Committee (17 Aug 2017 to 3 Dec 2018)
- SIMF11 Chair of the Audit Committee (7 Mar 2016 to 17 Aug 2017)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- CF20 Significant Mgt (Settlements) (4 Feb 2004 to 13 Sep 2007)
The Bank of New York Mellon (International) Limited (no longer approved here)
FRN 183100
- CF1 Director (28 Feb 2002 to 13 Jun 2003)
BNY XBK (UK) Limited (no longer approved here)
FRN 188432
- CF13 Finance (21 Dec 2001 to 13 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.