BNY XBK (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Senior staff personally approved by the FCA to hold their roles here.

Nigel Taylorson
IRN NXT01212
- CF1 Director (13 Aug 2009 to 25 Feb 2011)
- CF3 Chief Executive (13 Aug 2009 to 25 Feb 2011)
Paul Kelly
IRN PXK01145
- CF13 Finance (11 Jun 2004 to 9 Nov 2004)
Paul Stringer
IRN PXS01408
- CF15 Internal Audit (1 Dec 2001 to 16 Jul 2002)
Peter James Craft
IRN PJC01368
- CF1 Director (25 Feb 2011 to 21 Apr 2015)
- CF3 Chief Executive (25 Feb 2011 to 14 Sep 2012)
Robert Alec Jackman
IRN RAJ01051
- CF10 Compliance Oversight (1 Dec 2001 to 16 Sep 2005)
Stephen John Richardson
IRN SJR01117
- CF1 Director (1 Dec 2001 to 21 May 2002)
Thomas Attwood
IRN TXA01099
- CF1 Director (17 Nov 2011 to 31 May 2014)
Thomas Wileman
IRN TXW01284
- SMF16 Compliance Oversight (9 Dec 2019 to 2 Jul 2024)
- CF10 Compliance Oversight (22 Aug 2007 to 8 Dec 2019)
Timothy John Curran
IRN TJC01129
- CF11 Money Laundering Reporting (13 Sep 2004 to 21 Nov 2008)
Wendy Christina Veronica Lazenby
IRN WCL01014
- CF28 Systems and controls (1 Mar 2018 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.