Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BNY XBK (UK) Limited (no longer approved here)

    FRN 188432

    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Jul 2024)
    • CF10 Compliance Oversight (22 Aug 2007 to 8 Dec 2019)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Manager of certification employee (7 Mar 2017 to 6 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 10 Sep 2021)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • [FCA CF] Manager of certification employee (7 Mar 2017 to 6 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 26 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.