Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 2 Jul 2024)
- CF10 Compliance Oversight (22 Aug 2007 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (7 Mar 2017 to 6 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 10 Sep 2021)
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- [FCA CF] Manager of certification employee (7 Mar 2017 to 6 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 26 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.