BMO Capital Markets Limited

• Principal Place of Business

  100 Liverpool Street

  London

  City Of London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442072361010

  Web

  https://www.bmocm.com

• Complaints Contact

  100 Liverpool Street

  London

  City Of London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442072361010

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Harjinder, Singh Bagria

  IRN HSB01035

  • [FCA CF] Material risk taker (since 1 May 2024)
  • [FCA CF] Client dealing (since 1 May 2024)
• Hayden Margetts

  IRN HXM06477

  • [FCA CF] Client dealing (1 Jun 2020 to 31 Mar 2021)
  • CF30 Customer (21 Sep 2018 to 8 Dec 2019)
• Helen Jane Amos

  IRN HXA00266

  • [FCA CF] Client dealing (since 29 May 2025)
• Hiren Vinod Patel

  IRN HVP00003

  • [FCA CF] Client dealing (since 1 Jun 2023)
  • [FCA CF] Material risk taker (since 1 Jun 2023)
  • [PRA CF] Managing a material risk taker (1 Jun 2024 to 1 Mar 2025)
  • [FCA CF] Significant management (1 Jun 2023 to 1 Mar 2025)
• IAN MARK Smith

  IRN IMS01078

  • [PRA CF] Managing a material risk taker (since 1 Aug 2025)
  • [FCA CF] Client dealing (since 1 Jun 2020)
  • [FCA CF] Material risk taker (since 1 Jun 2020)
  • CF30 Customer (7 Jul 2015 to 8 Dec 2019)
• Iain Stewart Reid

  IRN ISR01014

  • CF30 Customer (20 Jan 2014 to 13 Apr 2015)
• Ian Ramsay Henderson

  IRN IRH01037

  • CF2 Non Executive Director (22 Sep 2015 to 8 Dec 2019)
• JASPER FRANS WILLY Boersma

  IRN JFB01046

  • [FCA CF] Material risk taker (1 Jun 2022 to 15 Sep 2023)
  • [FCA CF] Client dealing (1 Jun 2020 to 15 Sep 2023)
  • CF30 Customer (3 May 2019 to 8 Dec 2019)
• JOHAN HAMPUS Dynebrink

  IRN HXD01242

  • [FCA CF] Client dealing (1 Jun 2020 to 30 Jan 2021)
  • CF30 Customer (7 Jul 2014 to 6 Oct 2017)
• JOHN EDWARD Gale

  IRN JEG01146

  • [FCA CF] Client dealing (since 1 Jun 2020)
  • CF30 Customer (22 Aug 2017 to 15 Apr 2019)

No changes recorded yet.