Iain Stewart Reid

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Investec Bank PLC (no longer approved here)
FRN 172330
- [FCA CF] Client dealing (26 Nov 2019 to 11 Jun 2020)
BMO Capital Markets Limited (no longer approved here)
FRN 170937
- CF30 Customer (20 Jan 2014 to 13 Apr 2015)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (20 Oct 2010 to 17 Jan 2014)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (21 Jul 2008 to 14 Jul 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.