Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jun 2022 to 15 Sep 2023)
- [FCA CF] Client dealing (1 Jun 2020 to 15 Sep 2023)
- CF30 Customer (3 May 2019 to 8 Dec 2019)
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- CF30 Customer (16 Oct 2008 to 6 Mar 2016)
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- CF21 Investment Adviser (5 Jun 2002 to 5 Feb 2004)
- CF22 Investment Adviser (Trainee) (1 Mar 2002 to 5 Jun 2002)
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- CF21 Investment Adviser (5 Jun 2002 to 5 Feb 2004)
- CF22 Investment Adviser (Trainee) (1 Mar 2002 to 5 Jun 2002)
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- CF21 Investment Adviser (5 Jun 2002 to 5 Feb 2004)
- CF22 Investment Adviser (Trainee) (1 Mar 2002 to 5 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.