Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • [FCA CF] Material risk taker (1 Jun 2022 to 15 Sep 2023)
    • [FCA CF] Client dealing (1 Jun 2020 to 15 Sep 2023)
    • CF30 Customer (3 May 2019 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (16 Oct 2008 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (5 Jun 2002 to 5 Feb 2004)
    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 5 Jun 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (5 Jun 2002 to 5 Feb 2004)
    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 5 Jun 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (5 Jun 2002 to 5 Feb 2004)
    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 5 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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