IAN MARK Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BMO Capital Markets Limited

    FRN 170937

    • [PRA CF] Managing a material risk taker (since 1 Aug 2025)
    • [FCA CF] Client dealing (since 1 Jun 2020)
    • [FCA CF] Material risk taker (since 1 Jun 2020)
    • CF30 Customer (7 Jul 2015 to 8 Dec 2019)
  • Bank of Montreal

    FRN 124788

    • [FCA CF] Material risk taker (since 1 Jun 2022)
    • [FCA CF] Client dealing (since 2 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

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