Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of Montreal
FRN 124788
- [FCA CF] Client dealing (since 2 Jul 2018)
- [FCA CF] Material risk taker (since 2 Jul 2018)
- [PRA CF] Managing a material risk taker (1 Jun 2024 to 1 Mar 2025)
- [FCA CF] Significant management (1 Jun 2022 to 1 Mar 2025)
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BMO Capital Markets Limited
FRN 170937
- [FCA CF] Material risk taker (since 1 Jun 2023)
- [FCA CF] Client dealing (since 1 Jun 2023)
- [PRA CF] Managing a material risk taker (1 Jun 2024 to 1 Mar 2025)
- [FCA CF] Significant management (1 Jun 2023 to 1 Mar 2025)
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- CF30 Customer (18 Feb 2016 to 6 Mar 2016)
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- CF30 Customer (18 Feb 2016 to 6 Mar 2016)
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- CF30 Customer (24 Apr 2009 to 7 Sep 2015)
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- CF30 Customer (1 Nov 2007 to 26 Aug 2008)
- CF21 Investment Adviser (22 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.