Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 2 Jul 2018)
    • [FCA CF] Material risk taker (since 2 Jul 2018)
    • [PRA CF] Managing a material risk taker (1 Jun 2024 to 1 Mar 2025)
    • [FCA CF] Significant management (1 Jun 2022 to 1 Mar 2025)
    • [FCA CF] Material risk taker (since 1 Jun 2023)
    • [FCA CF] Client dealing (since 1 Jun 2023)
    • [PRA CF] Managing a material risk taker (1 Jun 2024 to 1 Mar 2025)
    • [FCA CF] Significant management (1 Jun 2023 to 1 Mar 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (18 Feb 2016 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (18 Feb 2016 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (24 Apr 2009 to 7 Sep 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 26 Aug 2008)
    • CF21 Investment Adviser (22 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.