Date authorised
1 April 2013
Companies House
01102517
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Throgmorton Avenue
    LONDON
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000
  • Complaints Contact

    12 Throgmorton Avenue
    London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Fenelon DesMarais

    IRN JFD01059

    • CF10 Compliance Oversight (21 Sep 2007 to 1 Dec 2009)
  • James Gavin Napleton

    IRN JXN00052

    • [FCA CF] Manager of certification employee (5 Sep 2022 to 8 Mar 2023)
  • James Trewin Stratford

    IRN JTS01021

    • CF10 Compliance Oversight (10 Jun 2004 to 20 Sep 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 20 Sep 2007)
  • James William Templeman

    IRN JWT01024

    • CF29 Significant management (24 Feb 2012 to 11 Nov 2014)
  • Jane Sloan

    IRN JXH01401

    • SMF18 Other Overall Responsibility (since 7 Jun 2024)
    • SMF18 Other Overall Responsibility (23 Dec 2020 to 30 Mar 2022)
  • John William Jack

    IRN JWJ01023

    • CF28 Systems and controls (6 May 2008 to 3 Dec 2008)
  • Julie Martin

    IRN JXM02530

    • CF11 Money Laundering Reporting (29 Jan 2013 to 9 May 2014)
  • Justine Clair Anderson

    IRN JCA01045

    • SMF7 Group Entity Senior Manager (since 5 Jul 2022)
  • Karen Charlery

    IRN KXH00272

    • SMF3 Executive Director (3 Mar 2023 to 24 Jan 2024)
    • [FCA CF] Manager of certification employee (2 Nov 2021 to 31 Mar 2022)
  • Katherine Marianne Shircliff

    IRN KMS01069

    • CF28 Systems and controls (1 Nov 2007 to 8 Mar 2008)
    • CF13 Finance (18 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.