John William Jack

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PERSHING SECURITIES LIMITED (no longer approved here)
FRN 146576
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2023)
The Bank of New York Mellon (no longer approved here)
FRN 122467
- SMF2 Chief Finance (7 Mar 2016 to 31 Dec 2023)
- CF1 Director (9 Jun 2014 to 6 Mar 2016)
- CF28 Systems and controls (26 Nov 2010 to 6 Mar 2016)
The Bank of New York Mellon (International) Limited (no longer approved here)
FRN 183100
- SMF2 Chief Finance (7 Mar 2016 to 31 Dec 2023)
- CF1 Director (9 Jun 2014 to 6 Mar 2016)
- CF28 Systems and controls (26 Nov 2010 to 6 Mar 2016)
BNY XBK (UK) Limited (no longer approved here)
FRN 188432
- CF28 Systems and controls (26 Nov 2010 to 8 Dec 2019)
BlackRock Fund Managers Limited (no longer approved here)
FRN 119292
- CF28 Systems and controls (6 May 2008 to 3 Dec 2008)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF28 Systems and controls (6 May 2008 to 3 Dec 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.