Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BlackRock Advisors (UK) Limited
FRN 119186
- [FCA CF] Significant management (since 5 Sep 2024)
- [FCA CF] Client dealing (since 5 Sep 2024)
- SMF18 Other Overall Responsibility (11 Aug 2023 to 9 Sep 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2023)
- [FCA CF] Significant management (9 Dec 2019 to 11 Aug 2023)
- CF30 Customer (29 Sep 2015 to 8 Dec 2019)
- CF29 Significant management (1 Jul 2010 to 11 Nov 2014)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
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BlackRock Investment Management (UK) Limited
FRN 119293
- [FCA CF] Significant management (since 5 Sep 2024)
- [FCA CF] Client dealing (since 5 Sep 2024)
- SMF18 Other Overall Responsibility (11 Aug 2023 to 9 Sep 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 11 Aug 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2023)
- CF29 Significant management (1 Jul 2010 to 11 Nov 2014)
- CF30 Customer (1 Dec 2009 to 8 Dec 2011)
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BlackRock International Limited
FRN 178638
- [FCA CF] Significant management (since 5 Sep 2024)
- [FCA CF] Client dealing (since 5 Sep 2024)
- SMF18 Other Overall Responsibility (11 Aug 2023 to 9 Sep 2024)
- [FCA CF] Significant management (9 Dec 2019 to 11 Aug 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2023)
- CF29 Significant management (1 Jul 2010 to 11 Nov 2014)
- CF30 Customer (1 Dec 2009 to 8 Dec 2011)
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BlackRock Institutional Trust Company, N.A.
FRN 409343
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF29 Significant management (21 Jun 2017 to 8 Dec 2019)
- CF30 Customer (29 Sep 2015 to 8 Dec 2019)
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- CF29 Significant management (24 Feb 2012 to 11 Nov 2014)
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- CF29 Significant management (24 Feb 2012 to 11 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.