Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 5 Sep 2024)
    • [FCA CF] Client dealing (since 5 Sep 2024)
    • SMF18 Other Overall Responsibility (11 Aug 2023 to 9 Sep 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 11 Aug 2023)
    • CF30 Customer (29 Sep 2015 to 8 Dec 2019)
    • CF29 Significant management (1 Jul 2010 to 11 Nov 2014)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • [FCA CF] Significant management (since 5 Sep 2024)
    • [FCA CF] Client dealing (since 5 Sep 2024)
    • SMF18 Other Overall Responsibility (11 Aug 2023 to 9 Sep 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 11 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2023)
    • CF29 Significant management (1 Jul 2010 to 11 Nov 2014)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2011)
    • [FCA CF] Significant management (since 5 Sep 2024)
    • [FCA CF] Client dealing (since 5 Sep 2024)
    • SMF18 Other Overall Responsibility (11 Aug 2023 to 9 Sep 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 11 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2023)
    • CF29 Significant management (1 Jul 2010 to 11 Nov 2014)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2011)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF29 Significant management (21 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (29 Sep 2015 to 8 Dec 2019)
  • BlackRock Fund Managers Limited (no longer approved here)

    FRN 119292

    • CF29 Significant management (24 Feb 2012 to 11 Nov 2014)
  • BlackRock Life Limited (no longer approved here)

    FRN 202909

    • CF29 Significant management (24 Feb 2012 to 11 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.