Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 5 Jul 2022)
    • SMF24 Chief Operations (since 5 Jul 2022)
    • [FCA CF] Manager of certification employee (1 Nov 2020 to 5 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2022)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2019)
    • SMF7 Group Entity Senior Manager (since 5 Jul 2022)
    • SMF3 Executive Director (since 5 Jul 2022)
    • SMF24 Chief Operations (since 5 Jul 2022)
    • [FCA CF] Manager of certification employee (1 Nov 2020 to 5 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (3 Feb 2004 to 31 Oct 2007)
    • SMF3 Executive Director (since 5 Jul 2022)
    • SMF24 Chief Operations (since 5 Jul 2022)
    • [FCA CF] Manager of certification employee (1 Nov 2020 to 5 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Jul 2022)
    • CF30 Customer (20 Nov 2008 to 8 Dec 2019)
    • SMF7 Group Entity Senior Manager (since 5 Jul 2022)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • [FCA CF] Manager of certification employee (1 Nov 2020 to 5 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2022)
    • CF30 Customer (28 Mar 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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