Date authorised
1 April 2013
Companies House
01102517
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Throgmorton Avenue
    LONDON
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000
  • Complaints Contact

    12 Throgmorton Avenue
    London
    EC2N 2DL
    UNITED KINGDOM
    Phone
    +4402077433000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Katie Ann Parry

    IRN KXP00067

    • SMF24 Chief Operations (15 Feb 2023 to 30 Jan 2026)
  • Kevin Robert Ironmonger

    IRN KRI01004

    • CF29 Significant management (21 Dec 2010 to 26 Jun 2015)
    • CF1 Director (5 Dec 2008 to 16 May 2012)
  • Larissa Apsley

    IRN LXA00215

    • [FCA CF] Material risk taker (since 8 Nov 2023)
  • Louise Emma Watkins

    IRN LEW01035

    • SMF3 Executive Director (7 Feb 2020 to 16 Nov 2020)
    • CF1 Director (16 May 2018 to 18 Mar 2019)
  • Maarten Frederik Slendebroek

    IRN MFS01062

    • CF29 Significant management (15 Sep 2011 to 1 May 2012)
  • Manoj Khosla

    IRN MXK01148

    • CF20 Significant Mgt (Settlements) (30 Jan 2003 to 28 Feb 2006)
    • CF19 Significant Mgt (Financial Resources) (2 Oct 2002 to 30 Jan 2003)
    • CF13 Finance (1 Dec 2001 to 2 Oct 2002)
  • Margaret Theodora Zemek

    IRN MTZ01002

    • [FCA CF] Material risk taker (30 Jan 2023 to 31 Dec 2025)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2025)
    • CF2 Non Executive Director (2 Jun 2015 to 8 Dec 2019)
  • Mark Christopher Williams

    IRN MXW00687

    • [FCA CF] CASS oversight function (since 6 Mar 2023)
  • Mark Robert Hodgson

    IRN MRH01160

    • CF28 Systems and controls (1 Nov 2007 to 6 Jan 2011)
    • CF15 Internal Audit (11 Jul 2003 to 31 Oct 2007)
  • Martin Brian Cook

    IRN MBC01074

    • SMF24 Chief Operations (9 Dec 2019 to 21 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
    • CF1 Director (2 May 2018 to 8 Dec 2019)
    • CF29 Significant management (5 Oct 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.