Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (14 Dec 2023 to 12 Jan 2026)
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- [FCA CF] Material risk taker (30 Jan 2023 to 31 Dec 2025)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2025)
- CF2 Non Executive Director (2 Jun 2015 to 8 Dec 2019)
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- CF1 Director (30 Jun 2010 to 28 Nov 2013)
- CF30 Customer (30 Jul 2008 to 30 Dec 2013)
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- CF1 Director (30 Jun 2010 to 28 Nov 2013)
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- CF30 Customer (1 Nov 2007 to 14 Mar 2008)
- CF1 Director (19 Dec 2002 to 14 Mar 2008)
- CF27 Investment Management (19 Dec 2002 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 14 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.