Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Asset Management (UK) Limited (no longer approved here)

    FRN 536771

    • Director of firm who is not a certification employee or a SMF manager (14 Dec 2023 to 12 Jan 2026)
  • BlackRock Fund Managers Limited (no longer approved here)

    FRN 119292

    • [FCA CF] Material risk taker (30 Jan 2023 to 31 Dec 2025)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2025)
    • CF2 Non Executive Director (2 Jun 2015 to 8 Dec 2019)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF1 Director (30 Jun 2010 to 28 Nov 2013)
    • CF30 Customer (30 Jul 2008 to 30 Dec 2013)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF1 Director (30 Jun 2010 to 28 Nov 2013)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (1 Nov 2007 to 14 Mar 2008)
    • CF1 Director (19 Dec 2002 to 14 Mar 2008)
    • CF27 Investment Management (19 Dec 2002 to 31 Oct 2007)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF27 Investment Management (1 Dec 2001 to 14 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.