BJFM Limited

• Principal Place of Business

  Spitfire House, 19 Falcon Court

  Preston Farm Industrial Estate

  Stockton-On-Tees

  TS18 3TU

  UNITED KINGDOM

  Phone

  +441642632032

  Web

  https://www.bjfmltd.co.uk

• Complaints Contact

  Spitfire House, 19 Falcon Court

  Preston Farm Industrial Estate

  Stockton-On-Tees

  TS18 3TU

  UNITED KINGDOM

  Phone

  +441642632032

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Dianne Magee

  IRN DXM00107

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 29 May 2024)
  • [FCA CF] Functions requiring qualifications (since 29 May 2024)
• Donald Frank Adams

  IRN DFA01029

  • SMF3 Executive Director (since 9 Oct 2025)
• Gary Ferguson

  IRN GXF00022

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 25 Apr 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 25 Apr 2024)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 25 Apr 2024)
  • CF11 Money Laundering Reporting (18 Jul 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (18 Jul 2014 to 8 Dec 2019)
  • CF1 Director (18 Jul 2014 to 8 Dec 2019)
  • CF30 Customer (18 Jul 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (18 Jul 2014 to 30 Sep 2018)
• Ian Stokoe

  IRN IMS00023

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
• Jeffrey Grantham

  IRN JXG00115

  • SMF3 Executive Director (since 1 Dec 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (24 Apr 2024 to 10 Apr 2026)
  • Responsible for Insurance Distribution (24 Apr 2024 to 10 Apr 2026)
  • SMF16 Compliance Oversight (24 Apr 2024 to 10 Apr 2026)
  • Responsibility for MCD Intermediation (24 Apr 2024 to 10 Apr 2026)
  • [FCA CF] Client dealing (12 Feb 2024 to 10 Apr 2026)
  • [FCA CF] Functions requiring qualifications (12 Feb 2024 to 10 Apr 2026)
• Michael Graham Duffield

  IRN MXD23161

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 16 Sep 2024)
  • [FCA CF] Client dealing (since 16 Sep 2024)
• Paul Cornish

  IRN PXC01535

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 1 Jul 2025)
  • [FCA CF] Client dealing (since 1 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
• Philip Swinney

  IRN PXS00027

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 5 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 5 Jun 2024)

No changes recorded yet.