Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JXG Wealth Limited
FRN 197492
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 29 May 2024)
- CF30 Customer (since 16 May 2024)
- CF1 Director (AR) (since 16 May 2024)
- Responsible for Insurance Distribution (since 1 Dec 2023)
- SMF16 Compliance Oversight (since 1 Dec 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2023)
- SMF3 Executive Director (since 1 Dec 2023)
- [FCA CF] Client dealing (since 21 Sep 2023)
- [FCA CF] Functions requiring qualifications (since 21 Sep 2023)
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Smailes Goldie Financial Management Limited
FRN 228965
- (4)Employed By (since 26 Apr 2024)
- (13)Employed By (21 Oct 2003 to 31 Dec 2023)
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BJFM Limited
FRN 623940
- SMF3 Executive Director (since 1 Dec 2023)
- SMF16 Compliance Oversight (24 Apr 2024 to 10 Apr 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (24 Apr 2024 to 10 Apr 2026)
- Responsibility for MCD Intermediation (24 Apr 2024 to 10 Apr 2026)
- Responsible for Insurance Distribution (24 Apr 2024 to 10 Apr 2026)
- [FCA CF] Functions requiring qualifications (12 Feb 2024 to 10 Apr 2026)
- [FCA CF] Client dealing (12 Feb 2024 to 10 Apr 2026)
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- [FCA CF] Functions requiring qualifications (9 Jun 2022 to 8 Apr 2024)
- [FCA CF] Client dealing (9 Jun 2022 to 8 Apr 2024)
- SMF3 Executive Director (12 Apr 2021 to 16 Oct 2023)
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- SMF3 Executive Director (9 Dec 2019 to 18 Jan 2024)
- CF1 Director (17 Apr 2018 to 8 Dec 2019)
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- (9)Employed By (28 Jan 2016 to 31 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.