JXG Wealth Limited

Date authorised
1 April 2013
Companies House
02702410
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Merit House
    Priory Park
    Hessle
    East Riding Of Yorkshire
    HU13 9PB
    UNITED KINGDOM
    Phone
    +4401482968008

  • Complaints Contact

    Merit House
    Priory Park
    Hessle
    East Riding Of Yorkshire
    HU13 9PB
    UNITED KINGDOM
    Phone
    +4407733433081

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · this permission is limited to debt counselling which is provided in connection with investment advice

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Howard Morris

    IRN AHM00005

    • CF30 Customer (1 Nov 2007 to 6 Dec 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 6 Dec 2010)
  • David Ascough

    IRN DXA01250

    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 13 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Nov 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Nov 2023)
    • CF11 Money Laundering Reporting (7 Oct 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Oct 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Oct 2015 to 30 Sep 2018)
    • CF1 Director (28 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (11 Oct 2011 to 8 Dec 2019)
  • Jeffrey Grantham

    IRN JXG00115

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 29 May 2024)
    • CF30 Customer (since 16 May 2024)
    • CF1 Director (AR) (since 16 May 2024)
    • SMF16 Compliance Oversight (since 1 Dec 2023)
    • SMF3 Executive Director (since 1 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2023)
    • Responsible for Insurance Distribution (since 1 Dec 2023)
    • [FCA CF] Client dealing (since 21 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 21 Sep 2023)
  • Paul Smith

    IRN PRS00065

    • CF30 Customer (since 29 Jul 2024)
  • Richard Robson

    IRN RXR00027

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • Responsible for Insurance Mediation (28 Apr 2005 to 16 Sep 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 16 Sep 2015)
    • CF10 Compliance Oversight (1 Dec 2001 to 16 Sep 2015)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 16 Sep 2015)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Shane Michael Jarman

    IRN SMJ01098

    • CF30 Customer (since 15 Jul 2024)
  • Simon Paul Cooper

    IRN SPC01187

    • SMF3 Executive Director (9 Dec 2019 to 13 Nov 2023)
    • CF1 Director (30 Sep 2016 to 8 Dec 2019)
  • William Dann

    IRN WED00003

    • CF30 Customer (since 22 Aug 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.