Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JXG Wealth Limited
FRN 197492
- CF30 Customer (since 29 Jul 2024)
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Smailes Goldie Financial Management Limited
FRN 228965
- (2)Employed By (since 29 Jul 2024)
- (6)Employed By (28 Aug 2019 to 3 Jul 2024)
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- [FCA CF] Client dealing (9 Jun 2022 to 26 Jul 2024)
- [FCA CF] Functions requiring qualifications (9 Jun 2022 to 26 Jul 2024)
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- [FCA CF] Functions requiring qualifications (7 Mar 2017 to 30 Apr 2019)
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- CF30 Customer (3 Sep 2010 to 30 Jul 2012)
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- CF30 Customer (7 Dec 2009 to 16 Sep 2010)
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- CF30 Customer (1 Nov 2007 to 15 Oct 2009)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.