David Ascough

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JXG Wealth Limited (no longer approved here)

    FRN 197492

    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 13 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Nov 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Nov 2023)
    • CF11 Money Laundering Reporting (7 Oct 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Oct 2015 to 30 Sep 2018)
    • CF10 Compliance Oversight (7 Oct 2015 to 8 Dec 2019)
    • CF1 Director (28 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (11 Oct 2011 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (18 Aug 2006 to 22 Sep 2006)
    • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 20 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.