Gary Ferguson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BJFM Limited (no longer approved here)

    FRN 623940

    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Apr 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Apr 2024)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 25 Apr 2024)
    • Responsible for Insurance Mediation (18 Jul 2014 to 30 Sep 2018)
    • CF30 Customer (18 Jul 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Jul 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Jul 2014 to 8 Dec 2019)
    • CF1 Director (18 Jul 2014 to 8 Dec 2019)
  • FBW financial Management Ltd (3282) (no longer approved here)

    FRN 214550

    • (2)Employed By (16 Jul 2002 to 18 Jul 2014)
  • Carterbar Ltd (no longer approved here)

    FRN 179783

    • Employed By (1 Oct 1998 to 25 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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