Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BJFM Limited

    FRN 623940

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
    • [FCA CF] Client dealing (since 1 Mar 2024)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Functions requiring qualifications (13 Jun 2022 to 28 Feb 2024)
    • [FCA CF] Client dealing (13 Jun 2022 to 28 Feb 2024)
  • Smailes Goldie Financial Management Limited (no longer approved here)

    FRN 228965

    • (14)Employed By (3 Jun 2008 to 3 Jul 2024)
  • Devonshire Wilson (Financial Services) Limited (no longer approved here)

    FRN 116109

    • Employed By (18 Mar 2005 to 3 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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