Michael Graham Duffield

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BJFM Limited

    FRN 623940

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 16 Sep 2024)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (18 Jul 2023 to 2 Aug 2024)
    • [FCA CF] Functions requiring qualifications (18 Jul 2023 to 2 Aug 2024)
  • New World Financial Group Ltd (no longer approved here)

    FRN 916537

    • [FCA CF] Client dealing (1 Jan 2021 to 19 May 2023)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 19 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

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