BFS Wealth and Protection Ltd

Date authorised
1 April 2013
Companies House
01217536
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Europa View
    Sheffield Business Park
    Europa Link
    Sheffield
    South Yorkshire
    S9 1XH
    UNITED KINGDOM
    Phone
    +4401143452020
    Web
    https://www.bfswp.co.uk

  • Complaints Contact

    Burley Financial Services Ltd
    1 Europa View
    Sheffield
    S9 1XH
    UNITED KINGDOM
    Phone
    +4401143452020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to broking premium finance: limited to effecting introductions to lenders who enter into credit agreements for the payment of insurance premiums (where ‘premiums’ has the meaning defined in the FCA Handbook glossary).

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Edwards-Brown

    IRN DXE01089

    • CF1 Director (AR) (4 Aug 2009 to 26 Mar 2024)
    • CF30 Customer (4 Aug 2009 to 31 Mar 2010)
  • Janice Edwards-Brown

    IRN JXE01134

    • CF1 Director (AR) (4 Aug 2009 to 26 Mar 2024)
  • John Baddeley

    IRN JXB02277

    • CF1 Director (AR) (20 Jul 2006 to 26 Jun 2014)
  • Jonathan Dawes

    IRN JXD00047

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (13 Aug 2009 to 26 Mar 2024)
    • CF21 Investment Adviser (26 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Apr 2005 to 26 Oct 2005)
  • Matthew Burley

    IRN MXB00294

    • CF1 Director (1 Dec 2001 to 22 May 2008)
  • Matthew Gary Vale

    IRN MGV01009

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (13 Jan 2012 to 30 Sep 2018)
    • CF10 Compliance Oversight (15 Sep 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Sep 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 24 Jun 2009)
    • CF22 Investment Adviser (Trainee) (21 Nov 2005 to 31 Oct 2007)
  • Matthew James Mawson

    IRN MXM00208

    • CF1 Director (AR) (since 4 Nov 2025)
    • SMF3 Executive Director (9 Dec 2019 to 7 Jul 2023)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Michelle Bamford

    IRN MXB02520

    • SMF3 Executive Director (since 1 Nov 2025)
    • CF1 Director (AR) (since 30 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 26 May 2022)
    • CF1 Director (1 Aug 2009 to 8 Dec 2019)
  • Paul Anthony Dallyn

    IRN PAD00059

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (13 Jul 2006 to 26 Mar 2024)
    • Responsible for Insurance Mediation (14 Jan 2005 to 15 Sep 2010)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 16 Jun 2010)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Jul 2010)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jul 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Paul Robert Thorn

    IRN PRT01072

    • CF1 Director (AR) (18 Jul 2006 to 26 Jun 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.