Jonathan Dawes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BFS Wealth and Protection Ltd

    FRN 125891

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (13 Aug 2009 to 26 Mar 2024)
    • CF21 Investment Adviser (26 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Apr 2005 to 26 Oct 2005)
  • Northchurch Financial Services Ltd (no longer approved here)

    FRN 208794

    • Employed By (4 Feb 2010 to 21 Aug 2012)
  • Clarkehouse Financial Services Ltd (no longer approved here)

    FRN 454483

    • Employed By (4 Feb 2010 to 26 Jun 2014)
  • Deb Wealth Management & Protection Ltd (no longer approved here)

    FRN 497067

    • Employed By (13 Aug 2009 to 15 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.