BFS Wealth and Protection Ltd

Date authorised
1 April 2013
Companies House
01217536
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Europa View
    Sheffield Business Park
    Europa Link
    Sheffield
    South Yorkshire
    S9 1XH
    UNITED KINGDOM
    Phone
    +4401143452020
    Web
    https://www.bfswp.co.uk

  • Complaints Contact

    Burley Financial Services Ltd
    1 Europa View
    Sheffield
    S9 1XH
    UNITED KINGDOM
    Phone
    +4401143452020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to broking premium finance: limited to effecting introductions to lenders who enter into credit agreements for the payment of insurance premiums (where ‘premiums’ has the meaning defined in the FCA Handbook glossary).

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rajan Ashwin Shah

    IRN RAS01248

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (31 Oct 2016 to 4 Jan 2022)
  • Regan Alexander Dexter

    IRN RXD00382

    • [FCA CF] Client dealing (24 Feb 2023 to 21 Mar 2024)
  • Robert John Paton Maxwell

    IRN RJM00131

    • CF21 Investment Adviser (19 Dec 2005 to 31 Aug 2007)
    • CF22 Investment Adviser (Trainee) (18 Apr 2005 to 19 Dec 2005)
  • Simon Turner

    IRN SXT00085

    • CF21 Investment Adviser (4 Mar 2002 to 15 Feb 2005)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 15 Feb 2005)
  • Steven Burley

    IRN SXB00238

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 1 Oct 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 8 Nov 2021)
    • CF1 Director (AR) (13 Jul 2006 to 26 Mar 2024)
    • CF24 Pension Transfer Specialist (22 Dec 2005 to 31 Oct 2007)
    • CF1 Director (15 Mar 2002 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.