Rajan Ashwin Shah

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jan 2022)
    • CF30 Customer (since 7 Oct 2021)
    • CF1 Director (AR) (since 7 Oct 2021)
  • Blue Wealth Capital Ltd

    FRN 629235

    • (1)Employed By (since 31 Oct 2016)
    • (1)Employed By (26 Sep 2014 to 24 Sep 2016)
  • BFS Wealth and Protection Ltd (no longer approved here)

    FRN 125891

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (31 Oct 2016 to 4 Jan 2022)
  • Santorini Financial Planning Limited (no longer approved here)

    FRN 585145

    • CF30 Customer (26 Sep 2014 to 24 Sep 2016)
    • CF1 Director (AR) (26 Sep 2014 to 24 Sep 2016)
  • Blue Partnership (no longer approved here)

    FRN 496486

    • Employed By (27 Feb 2009 to 28 Jul 2014)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 28 Jul 2014)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Blue Wealth Capital Ltd

  2. controlled function added: (1)Employed By at Blue Wealth Capital Ltd