Robert John Paton Maxwell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 Jan 2019)
    • CF30 Customer (since 31 Dec 2018)
  • MX Independent Financial Services Ltd

    FRN 816025

    • (1)Employed By (since 31 Dec 2018)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • CF30 Customer (22 Jan 2013 to 15 Feb 2013)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (19 Jun 2009 to 28 Sep 2018)
  • BFS Wealth and Protection Ltd (no longer approved here)

    FRN 125891

    • CF21 Investment Adviser (19 Dec 2005 to 31 Aug 2007)
    • CF22 Investment Adviser (Trainee) (18 Apr 2005 to 19 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.